|
Name
|
Title
|
Department / Location
|
|
Ray
Baker
|
First Vice President
|
Equity Trading
|
| Edward
Barnett
|
Vice
President
|
Wealth
Manager |
|
Miles
Benickes
|
Executive
Vice President
|
Trading
|
|
Peter
Cappos
|
Senior Vice
President
|
Regional Sales Director
|
|
Lucy
Castillo
|
Vice
President
|
Retirement Plans
|
|
Ellen
Ceaser
|
Vice President
|
Equity Research
|
| Paul
Cowan
|
Vice
President
|
Las
Vegas Branch Manager
|
| Richard
Dimino |
Vice
President |
Municipal
Bond Trading |
|
Steve
Farmer
|
Senior
Vice President
|
San Diego Branch
Manager
|
|
Greg
Flack
|
Senior
Vice President
|
Municipal Bond
Trading
|
| Brad
Glasman |
Senior
Vice President |
San
Francisco Branch Manager |
|
John
Gresham
|
Senior
Vice President
|
Research
|
| Kyle
Grossart |
Senior
Vice President |
Sacramento
Branch Manager |
| Natalie Gastelum |
Assoc.
Vice President |
Equity
Trading |
|
Neil
Hattem
|
Senior Vice
President
|
Beverly Hills Branch
Manager
|
| Jennifer Huey |
Assoc.
Vice President |
Fixed
Income Trading |
| Andrew
Kang |
Vice
President |
Accounting |
|
Ted
Kersh
|
Senior
Vice President
|
Rancho Bernardo
Branch Manager
|
| Alicia
Kitz |
Vice
President
|
San
Diego Office Administrator |
| Kevin
Kott |
Senior
Vice President |
Carmel
Branch Manager |
| Steven
Lee |
Vice
President
|
Mutual
Funds/Annuities |
|
Don
Lewis
|
Senior
Vice President
|
Corp, Gov. Bond / UIT Trading
|
| Jeff Margolis |
Senior Vice President |
Asst. Beverly Hills Branch Manager |
| David
Maurer |
General
Counsel
|
Beverly
Hills |
| Erick
Renderos |
Vice President |
Structured Products |
|
Steve
Reznik
|
Vice President
|
Research
|
|
Dennis
Robreck
|
Senior Vice
President
|
San Francisco Branch
Manager
|
|
Andrew Rudy
|
Vice
President
|
Asst. Carmel Branch
Manager
|
|
David
Sonnenfeld
|
Network
Administration
|
Beverly
Hills |
|
Mickey
Stern
|
President
|
Beverly
Hills
|
|
Randy
Stern
|
Senior Vice
President
|
Closed-End Funds
|
|
Stacy
Stern
|
Senior Vice
President
|
Regional Sales
Director
|
|
Joe
Traba
|
Vice President
|
Equity
Trading
|
|
Michael
Urman
|
Senior Vice
President
|
Marketing /
Operations
|
| Kenneth
Williams |
Telephone
Systems |
Beverly
Hills |
