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Main Office: (800) 765-2200

Name

Title

Department / Location

Ray Baker

First Vice President

Equity Trading

Edward Barnett Vice President Wealth Manager

Miles Benickes

Executive Vice President

Trading

Peter Cappos

Senior Vice President

Regional Sales Director

Lucy Castillo

Vice President

Retirement Plans

Ellen Ceaser

Vice President

Equity Research

Paul Cowan Vice President Las Vegas Branch Manager
Richard Dimino Vice President Municipal Bond Trading

Steve Farmer

Senior Vice President

San Diego Branch Manager

Greg Flack

Senior Vice President

Municipal Bond Trading

Brad Glasman Senior Vice President San Francisco Branch Manager

John Gresham

Senior Vice President

Research

Kyle Grossart Senior Vice President Sacramento Branch Manager
Natalie Gastelum Assoc. Vice President Equity Trading

Neil Hattem

Senior Vice President

Beverly Hills Branch Manager

Jennifer Huey

Assoc. Vice President

Fixed Income Trading

Andrew Kang Vice President Accounting

Ted Kersh

Senior Vice President

Rancho Bernardo Branch Manager

Alicia Kitz Vice President San Diego Office Administrator
Kevin Kott Senior Vice President Carmel Branch Manager
Steven Lee Vice President Mutual Funds/Annuities

Don Lewis

Senior Vice President

Corp, Gov. Bond / UIT Trading

Jeff Margolis Senior Vice President Asst. Beverly Hills Branch Manager
David Maurer General Counsel Beverly Hills
Erick Renderos Vice President Structured Products

Steve Reznik

Vice President

Research

Dennis Robreck

Senior Vice President

San Francisco Branch Manager

Andrew Rudy

Vice President

Asst. Carmel Branch Manager

David Sonnenfeld

Network Administration

Beverly Hills

Mickey Stern

President

Beverly Hills

Randy Stern

Senior Vice President

Closed-End Funds

Stacy Stern

Senior Vice President

Regional Sales Director

Joe Traba

Vice President

Equity Trading

Michael Urman

Senior Vice President

Marketing / Operations

Kenneth Williams Telephone Systems Beverly Hills
M.L. Stern Investment Securities, A Division of Southwest Securities, Inc.  Member of NYSE, FINRA, and SIPC.