| Name |
Title |
Department / Location |
|
Ray Baker
|
First Vice President
|
Equity Trading
|
| Edward Barnett |
Vice President
|
Wealth
Manager |
|
Miles Benickes
|
Executive Vice President
|
Trading
|
| Melissa Cadorna |
Human Resources
Director |
Human
Resources |
|
Peter Cappos
|
Senior Vice President
|
Regional Sales Director
|
|
Lucy Castillo
|
Vice President
|
Retirement Plans
|
| Mike
Cavanaugh |
First Vice
President |
Public Finance |
|
Ellen Ceaser
|
Vice
President
|
Equity Research
|
| Paul Cowan |
Vice
President |
Las Vegas Branch
Manager |
| Richard Dimino |
Vice President |
Municipal Bond
Trading |
|
Steve Farmer
|
Senior Vice President
|
San Diego Branch Manager
|
|
Greg Flack
|
Senior Vice President
|
Municipal Bond Trading
|
| Brad Glasman |
Senior Vice
President |
San Francisco
Branch Manager |
|
John Gresham
|
Senior Vice President
|
Research
|
| Kyle Grossart |
Senior Vice President |
Sacramento Branch Manager |
|
Neil Hattem
|
Senior Vice President
|
Beverly Hills Branch Manager
|
| Arlene
Ipapo |
Vice
President |
Clearing
Services |
| Andrew Kang |
Vice President |
Accounting |
|
Ted Kersh
|
Senior Vice President
|
Rancho Bernardo Branch Manager
|
| Alicia Kitz |
Vice President |
San Diego Office Administrator |
| Kevin Kott |
Senior Vice President |
Carmel Branch Manager |
| Andy K. Kuo |
Public Finance |
Beverly Hills |
| Steven Lee |
Vice President
|
Mutual Funds/Annuities |
|
Don Lewis
|
Senior Vice President
|
Corp, Gov. Bond / UIT Trading
|
| Sandy Mantik |
Compliance |
Beverly Hills |
| Jeff Margolis |
Assistant
Branch Manager |
Beverly Hills |
| David Maurer |
Corporate
Counsel / Compliance |
Beverly Hills |
| John Popovich |
First Vice
President |
Accounting |
| Erick Renderos |
Structure Products/CDs/Marketing
|
Fixed Income Trading |
|
Steve Reznik
|
Vice President
|
Research
|
|
Dennis Robreck
|
Senior Vice President
|
San Francisco Branch Manager
|
| Andrew Rudy |
Vice
President |
Carmel
Assist. Manager |
| Todd Smith
|
First Vice
President |
Public Finance |
|
David Sonnenfeld
|
Network Administration
|
Beverly Hills |
|
Mickey
Stern
|
President
|
Beverly Hills
|
|
Randy Stern
|
Senior Vice President
|
Closed-End Funds
|
|
Stacy Stern
|
Senior Vice President
|
Regional Sales Director
|
|
Joe Traba
|
Vice
President
|
Equity Trading
|
|
Michael Urman
|
Senior Vice President
|
Marketing / Operations
|
| Kenneth
Williams |
Telephone Systems |
Beverly Hills |
